Financial Crime & AML Advisory

Built to withstand examination.

Facing an SCA, CBUAE or DFSA inspection — or building the AML/CFT framework that means you never fear one? We design, remediate and operate financial-crime frameworks for regulated institutions.

Speak with the AML team

Led by an SCA Approved Compliance Officer

The problems we solve

  • An inspection notice has arrived and the framework will not survive scrutiny
  • goAML reporting obligations met late, partially, or not at all
  • Client risk classification that exists on paper but not in practice
  • Remediation points from the last inspection still open
  • The MLRO role vacant, under-resourced or under-qualified
  • Sanctions screening producing noise instead of decisions

If any of these is on your desk this quarter, the conversation is worth an hour.

Continue: how we work →

How we work

One discipline, five movements

  1. 1

    Assess

    Current state vs. requirement — gaps defined

  2. 2

    Diagnose

    Root causes, risk-ranked

  3. 3

    Design

    Frameworks, policies, control structures

  4. 4

    Implement

    Deployment with your team, not around it

  5. 5

    Strengthen

    Monitoring, testing, continuous review

What you receive

AML/CFT framework

Policies, procedures, controls and monitoring architecture mapped to your licence category and business-risk assessment.

Risk assessment & classification

Enterprise-wide financial crime risk assessment and a client-risk model your front line can actually operate.

Inspection readiness

Mock inspection, interview preparation, response protocols and remediation tracking through to close-out.

Questions boards ask us

Can you act as our outsourced MLRO or Compliance Officer? +

Yes — through SCA-approved personnel, with accountability lines agreed with your board and documented for your regulator.

How long does a framework build or remediation take? +

A focused framework build typically runs eight to twelve weeks; inspection-driven remediation is sequenced to your regulator’s deadlines, with the highest-severity findings closed first.

Do you support us during the inspection itself? +

Yes — document management, interview preparation, response drafting and regulator communication, through to the final report and remediation plan.

Guide

AML/CFT Inspection-Readiness Checklist

Related practices: Enterprise Risk & Governance · Regulatory Compliance & Governance · Audit & Assurance