Regulatory Compliance & Governance
Licensed. Ready. Aligned.
Applying for a licence, interpreting a new rulebook, or answering an inspection letter? We turn regulatory obligations into working frameworks — and regulators into informed counterparties.
CGSS · Certified Legal Translator (UAE MOJ)
The problems we solve
- A licence application stalled on questions the firm cannot confidently answer
- New regulations interpreted differently by every department
- Policies and procedures that exist to satisfy a checklist, not to be used
- Inspection findings outstanding with a deadline approaching
- Regulatory reporting assembled manually, late, or under protest
- No structured view of which regulatory changes actually apply to you
If any of these is on your desk this quarter, the conversation is worth an hour.
Continue: how we work →How we work
One discipline, five movements
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1
Assess
Current state vs. requirement — gaps defined
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2
Diagnose
Root causes, risk-ranked
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3
Design
Frameworks, policies, control structures
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4
Implement
Deployment with your team, not around it
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5
Strengthen
Monitoring, testing, continuous review
What you receive
Licensing & regulatory readiness
End-to-end licence application support — SCA, DFSA, VARA, ADGM — including business plans, policies and regulator engagement.
Compliance framework build
Policy and procedural architecture mapped to your licence category, embedded through training and testing.
Inspection & remediation support
Preparation, response management and remediation programs that close findings permanently.
Questions boards ask us
Which regulators do you work with?
Primarily SCA, CBUAE, DFSA, VARA and ADGM FSRA, with cross-border experience across the US, France, KSA and the wider GCC.
Do you provide legal translation for regulatory filings?
Yes — certified legal translation through a UAE MOJ-accredited translator within the practice, as a supporting capability on regulatory engagements.
Can you interpret how a new rule applies to our specific business?
That interpretation work — regulation to obligation to procedure — is the core of the practice.
Guide
UAE Licensing Roadmap — SCA · DFSA · VARA
Related practices: Enterprise Risk & Governance · Financial Crime & AML Advisory · Finance & CFO Advisory